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Aaron Chamberlin

Oppenheimer & CO. INC.
32 Years of Experience
Newport Beach, CA
2 DisclosuresBroker
View SEC Summary
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Aaron Chamberlin is a registered investment advisor at Oppenheimer & CO. INC., based in Newport Beach, CA, with 32 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

680 Newport Center Drive, Suite 200, Newport Beach, CA, 92660

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2021
Customer Dispute
July 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Aaron is the trustee of the John Arnold Family Trust since 1998, providing basic trust duties. This investment-related activity requires minimal time.

Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2021 - Present · 5 yrs 6 mos
Oppenheimer & CO. INC.Broker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
July 2009 - April 2021 · 11 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2009 - April 2021 · 11 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - July 2009 · 1 yr 6 mos
Wells Fargo Advisors, LLC
January 2008 - July 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
March 1995 - January 2008 · 12 yrs 10 mos
Edward D. Jones & CO., L.P.Broker
March 1994 - March 1995 · 1 yr
State Registrations18 states
AZCACOFLHIIDKSMONCNMNVNYORSCTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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