Tyler Pratt
Tyler Pratt is a registered investment advisor at Oppenheimer & CO. INC., based in Newport Beach, CA, with 23 years of industry experience. Tyler is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
680 Newport Center Drive, Suite 200, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2023Employment Separation After Allegations
May 2023Customer Dispute
March 2023Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Frontier Financial Advisors, LLC
Nations Financial Group, INC.Broker
S.W. Bach & CompanyBroker
Maxim Group LLCBroker
Sands Brothers & CO., LTD.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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