John Mann
John Mann is a registered investment advisor at Oppenheimer & CO. INC., based in Newport Beach, CA, with 9 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
680 Newport Center Drive, Suite 200, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2024Other Business Activities
John provides freelance water polo instruction, engages in public speaking, and is a partner in Rincon Point Partners, a real estate venture. He also manages Mann Capital LLC, serves as a director for water polo programs, acts as trustee for his family trust, and owns several domain names, all while dedicating minimal time to each activity.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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