LW
CFA
LW
CFA

Lawrence Watts

42 Years of Experience
Little Rock, AR
1 Disclosure

Lawrence Watts is a CFA-designated registered investment advisor at Sowell Management, based in Little Rock, AR, with 42 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
110 advisors
Number of Clients
6,624 clients
Average Client Portfolio
$726K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1501 North University, Suite 218, Little Rock, AR, 72207

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1995
Settled
Other Business Activities

Lawrence is the principal of Watts Wealth Management LLC, a registered DBA of Sowell Management, providing investment advisory services since 2019. This takes about a quarter of Lawrence's time, including a few hours per week during trading hours.

Employment History
Current Registrations
Sowell Management
August 2019 - Present · 7 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
April 2016 - September 2019 · 3 yrs 5 mos
Raymond James & Associates, INC.Broker
April 2016 - September 2019 · 3 yrs 5 mos
Stephens
November 2007 - December 2014 · 7 yrs 1 mo
StephensBroker
June 1983 - December 2014 · 31 yrs 6 mos
State Registrations2 states
ARTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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