David Shorr is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
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Regulatory History (3)
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Customer Dispute
April 2011Settled
Customer Dispute
June 2002Denied
Customer Dispute
January 1993Settled
Other Business Activities
David is the owner of HKM-VROOM LLC, a stock trading business, since 2018. He spends minimal time on this activity during business hours.
Employment History
Current Registrations
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
January 2012 - September 2022 · 10 yrs 8 mos
UBS Financial Services INC.Broker
January 2012 - September 2022 · 10 yrs 8 mos
Morgan Stanley Smith Barney LLC
August 2011 - February 2012 · 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2002 - February 2005 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2002 - April 2007 · 4 yrs 11 mos
UBS Painewebber INC.Broker
November 1994 - June 2002 · 7 yrs 7 mos
Lehman Brothers INC.Broker
March 1984 - November 1994 · 10 yrs 8 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
March 1984 - June 1984 · 3 mos
Dean Witter Reynolds INC.Broker
July 1983 - March 1984 · 8 mos
State Registrations36 states
ALARAZCACOCTDCDEFLGAILKYMAMDMEMIMOMSMTNCNHNJNMNVNYOHOKPARISCTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.