MK
MK
Marc Karetsky is a registered investment advisor at Morgan Stanley, based in New York, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, 21st Floor, New York, NY, 10036
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Regulatory History (2)
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Customer Dispute
July 2021Settled
Customer Dispute
October 2008Denied
Other Business Activities
Marc is a member of the NYSE Hearing Board and sits on the Hearing Review Board. He also holds a Vice President position at Temple of Israel and serves on the Investment/Finance Committee for Camphill Foundation, dedicating minimal time to each of these roles.
Employment History
Current Registrations
Morgan Stanley
July 2015 - Present · 11 yrs
Morgan StanleyBroker
July 2015 - Present · 11 yrs
Previous Registrations
Barclays Capital INC.
March 2009 - July 2015 · 6 yrs 4 mos
Barclays Capital INC.Broker
September 2008 - July 2015 · 6 yrs 10 mos
Lehman Brothers INC.
February 2008 - October 2008 · 8 mos
Lehman Brothers INC.Broker
August 2003 - September 2008 · 5 yrs 1 mo
Banc of America Securities LLCBroker
October 1997 - August 2003 · 5 yrs 10 mos
Montgomery SecuritiesBroker
February 1997 - October 1997 · 8 mos
Smith Barney INC.Broker
May 1989 - March 1997 · 7 yrs 10 mos
Drexel Burnham Lambert IncorporatedBroker
April 1984 - May 1989 · 5 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.