Michael Moller
Michael Moller is a registered investment advisor at Dsm Financial L.L.C., based in Urbandale, IA, with 38 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
DSM Financial does not directly manage client assets. Instead, they refer clients to third-party money managers. Fees for these managers vary:
- ChangePath: Up to 1.75% annually, with 1.00% paid to DSM. ChangePath also charges a platform fee: up to 0.35% for ETF-only accounts and up to 0.75% for UMA integrated accounts. Non-managed accounts have a flat fee of $6.25 per month.
- Steele Capital Management (SCM): Negotiated annual fee, not to exceed 1.5%, with DSM receiving 50% of the fee.
Location
3309 109th Street, Urbandale, IA, 50322
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mike is an insurance agent selling term and whole life insurance since 1987. This takes approximately 60 hours per month, with 5 hours during trading.
Employment History
Current Registrations
Dsm Financial L.L.C.
Previous Registrations
Change Path LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
Steele Capital Management, INC.
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.