Gaylen Harms
Gaylen Harms is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Minnetonka, MN, with 43 years of industry experience. Gaylen is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10261 Yellow Circle Dr, Minnetonka, MN, 55330
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gaylen is an agent/broker for Fortune Financial LLC, North Star Consultants & North Star Brokerage, and RJR Insurance Agency Inc, and a mortgage originator for Tradition Mortgage. He also owns rental property through Fortune Financial Holdings LLC and serves as treasurer and finance chair for Wolf Ridge ELC, and owner of Harms Financial Advisory Services, LLC for expense management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
Consolidated Resources, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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