LD
ChFC
LD
ChFC

Leonard Dayton

38 Years of Experience
Minnetonka, MN
BrokerSells Insurance

Leonard Dayton is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Minnetonka, MN, with 38 years of industry experience. Leonard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

12800 Whitewater Drive, Suite 100, Minnetonka, MN, 55343

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Leonard works full-time selling securities through Dayton Financial. He also manages real estate for Dayton Family LLC, spending minimal time on it, and sells fixed life, health, disability, annuities, and long-term care insurance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2005 - Present · 20 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2005 - Present · 20 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2014 - June 2023 · 9 yrs 5 mos
New England SecuritiesBroker
January 1990 - June 2005 · 15 yrs 5 mos
G. R. Phelps & CO., INC.Broker
November 1987 - January 1990 · 2 yrs 2 mos
State Registrations6 states
AZFLINMNUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Leonard Dayton - Financial Advisor | TrueAdvisor