Frederick Sherman
Frederick Sherman is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Minnetonka, MN, with 25 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
110 Cheshire Lane, Suite 200, Minnetonka, MN, 55305
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick works with advisors to assist in placing life and protection-based insurance products, including life, disability, annuities, and long-term care, for Fixed Insurance with various companies, dedicating full-time hours. He also works with brokers and advisors to assist them with placing risk management products, including life insurance, disability income, and long-term care insurance, for AdvisorNet Insurance, dedicating full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Allstate Financial Services, LLCBroker
Royal Alliance Associates, INC.Broker
Tower Square Securities, INC.Broker
State Registrations8 states
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