GA
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Gary Aiken

23 Years of Experience
Minnetonka, MN
2 DisclosuresBrokerSells Insurance

Gary Aiken is a registered investment advisor at Cetera Investment Advisers LLC, based in Minnetonka, MN, with 23 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Minnetonka, MN

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2022
Final
Customer Dispute
June 2013
Denied
Other Business ActivitiesSells Insurance

Gary sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also operates Tonka Financial as a DBA for his securities business, taking nearly full-time hours, and acts as an insurance agent for health insurance under the DBA MNSURE Assister, spending minimal time. Gary is also the chair of the Golden Valley Business Council, dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Machtig Advisory Services, LLC
October 2008 - January 2009 · 3 mos
Investors Capital Advisory
January 2008 - October 2016 · 8 yrs 9 mos
Investors Capital CORP.Broker
November 2007 - October 2016 · 8 yrs 11 mos
UBS Financial Services INC.Broker
January 2005 - November 2007 · 2 yrs 10 mos
First Investors CorporationBroker
March 1982 - November 1984 · 2 yrs 8 mos
State Registrations18 states
AZCACODEFLIAILINKSKYMIMNMONCNVSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Aiken - Financial Advisor | TrueAdvisor