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William Anthony

Raymond James & Associates, INC.
43 Years of Experience
Birmingham, AL
4 DisclosuresBroker
View SEC Summary
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William Anthony is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 43 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Award / Judgment
Customer Dispute
February 2010
Dismissed
Customer Dispute
November 2009
Settled
Customer Dispute
October 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is an officer (Treasurer), board member, and committee member for Ronald McDonald House Charities of Alabama, starting in January 2024, and a board member and committee member for the Ronald McDonald House Finance Committee since August 2020. He dedicates minimal time to the Ronald McDonald House Charities of Alabama and a few hours per week to the Finance Committee.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2003 - February 2013 · 10 yrs
Morgan Keegan & Company, INC.Broker
April 2001 - February 2013 · 11 yrs 10 mos
Regions Investment Company, INC.Broker
June 1988 - April 2001 · 12 yrs 10 mos
Hand Investment Company, INC.Broker
September 1983 - June 1988 · 4 yrs 9 mos
State Registrations23 states
ALAZCACOFLGAHIIDINKYMOMSNCNJNVNYOKORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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