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CFP

Eric Whitman

Raymond James & Associates, INC.
41 Years of Experience
Lakewood Ranch, FL
1 DisclosureBroker
View SEC Summary
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Eric Whitman is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Lakewood Ranch, FL, with 41 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5790 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8120 Lakewood Main Street, Suite 201, Lakewood Ranch, FL, 34202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Eric is the trustee of his mother's trust, an investment-related activity. He spends a few hours per week on this, including one hour during trading.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2026 - Present · 1 mo
Raymond James & Associates, INC.Broker
September 2026 - Present · 1 mo
Wells Fargo Advisors
October 2008 - Present · 18 yrs
Wells Fargo Clearing Services, LLC
September 2008 - Present · 18 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2008 - Present · 18 yrs 1 mo
Previous Registrations
Banc of America Investment Services, INC.Broker
April 1998 - September 2008 · 10 yrs 5 mos
Banc of America Investment Services, INC.
April 1998 - September 2008 · 10 yrs 5 mos
Barnett Investments, INC.Broker
June 1990 - April 1998 · 7 yrs 10 mos
Shearson Lehman Hutton INC.Broker
April 1988 - January 1989 · 9 mos
E. F. Hutton & Company INCBroker
January 1988 - April 1988 · 3 mos
Sfg Brokerage CompanyBroker
November 1987 - April 1988 · 5 mos
Countrywide Investments, INC.Broker
June 1985 - October 1987 · 2 yrs 4 mos
Blackburn-Sanford IncorporatedBroker
September 1983 - December 1984 · 1 yr 3 mos
State Registrations27 states
ALCOCTFLGAHIILINLAMAMDMEMIMONCNHNJNMNVNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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