WB
WB
William Body
39 Years of Experience
Palmetto, FL
5 DisclosuresBroker
William Body is a registered investment advisor at Raymond James & Associates, INC., based in Palmetto, FL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Palmetto, FL
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Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024Denied
Customer Dispute
January 2016Denied
Customer Dispute
September 2009Settled
Customer Dispute
June 2001Settled
Customer Dispute
February 2001Closed-No Action
Other Business Activities
William is a partner in Tollis Enterprises, Inc. since 2005, primarily for emergency check writing and occasional consultation, dedicating minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
November 1995 - Present · 30 yrs 8 mos
Raymond James & Associates, INC.
November 1995 - Present · 30 yrs 8 mos
Raymond James & Associates, INC.Broker
November 1995 - Present · 30 yrs 8 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
August 1986 - November 1995 · 9 yrs 3 mos
State Registrations30 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.