SG
SG
Steven Grossman
26 Years of Experience
Lakewood Ranch, FL
1 DisclosureBroker
Steven Grossman is a registered investment advisor at Raymond James & Associates, INC., based in Lakewood Ranch, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
8120 Lakewood Main Street, Suite 201, Lakewood Ranch, FL, 34202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2009Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2018 - Present · 8 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
April 2009 - May 2018 · 9 yrs 1 mo
UBS Financial Services INC.Broker
March 2009 - May 2018 · 9 yrs 2 mos
Citigroup Global Markets INC.
June 1999 - April 2009 · 9 yrs 10 mos
Citigroup Global Markets INC.Broker
May 1999 - April 2009 · 9 yrs 11 mos
State Registrations35 states
ALAZCACOCTDCFLGAHIIDILINKSKYLAMAMDMEMIMONCNHNJNYOHOKORPARISCTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.