RP
RP
Ralph Platt
35 Years of Experience
Lakewood Ranch, FL
1 DisclosureBroker
Ralph Platt is a registered investment advisor at Raymond James & Associates, INC., based in Lakewood Ranch, FL, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
8120 Lakewood Main Street, Suite 201, Lakewood Ranch, FL, 34202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 1999Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2020 - Present · 5 yrs 9 mos
Raymond James & Associates, INC.Broker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2009 - October 2020 · 11 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2009 - October 2020 · 11 yrs 1 mo
Banc of America Investment Services, INC.
January 1998 - September 2009 · 11 yrs 8 mos
Banc of America Investment Services, INC.Broker
January 1998 - September 2009 · 11 yrs 8 mos
NationssecuritiesBroker
October 1993 - January 1998 · 4 yrs 3 mos
John Hancock Distributors, INC.Broker
April 1990 - September 1993 · 3 yrs 5 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1990 - September 1993 · 3 yrs 5 mos
State Registrations18 states
CACTDEFLGAIAKSMAMDMINJNYOHPASCVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.