LH
LH

Lee Hernquist

42 Years of Experience
Norfolk, VA
2 DisclosuresBroker

Lee Hernquist is a registered investment advisor at Wells Fargo Advisors, based in Norfolk, VA, with 42 years of industry experience. Lee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

999 Waterside Dr Ste 1800, Dominion Tower, Norfolk, VA, 23510

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2019
Customer Dispute
August 2009
Settled
Employment History
Current Registrations
Wells Fargo Advisors
December 2010 - Present · 15 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Davenport & Company LLC
December 1998 - December 2010 · 12 yrs
Davenport & Company LLCBroker
June 1998 - December 2010 · 12 yrs 6 mos
Smith Barney Shearson INC.Broker
August 1992 - April 1994 · 1 yr 8 mos
First Union Capital Markets CORP.Broker
December 1983 - August 1999 · 15 yrs 8 mos
Wheat, First Securities, INC.Broker
December 1983 - September 1992 · 8 yrs 9 mos
State Registrations9 states
CAFLGAINNCPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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