Leotha Thurman
Leotha Thurman is a registered investment advisor at VALIC Financial Advisors, INC., based in Modesto, CA, with 41 years of industry experience. Leotha is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.
- One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
- Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
- Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Location
1150 9th Street, Suite 1212, Modesto, CA, 95354
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Leotha serves as a trustee on the Trinity Baptist Church board, managing finances and handling deposits, dedicating minimal time. Leotha is also an agent for AGIA, selling non-securities insurance products, spending a few hours per week.
Employment History
Current Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Previous Registrations
American General Financial Advisors, INC.
Charles Schwab & CO., INC.Broker
Prudential Investment Management Services LLCBroker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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