TrueAdvisor
TrueAdvisor
RS
CFP
RS
CFP

Rodney Smith

VALIC Financial Advisors, INC.
25 Years of Experience
Modesto, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Rodney Smith is a CFP-designated registered investment advisor at VALIC Financial Advisors, INC., based in Modesto, CA, with 25 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1254 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

1150 9th Street, Suite 1212, Modesto, CA, 95354

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2018
Settled
Customer Dispute
August 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rodney works as an agent for AGIA, selling non-securities insurance products. This activity requires a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
October 2002 - Present · 24 yrs
VALIC Financial Advisors, INC.Broker
February 2001 - Present · 25 yrs 8 mos
Previous Registrations
American General Financial Advisors, INC.
February 2003 - February 2005 · 2 yrs
The Variable Annuity Marketing CompanyBroker
February 2001 - December 2001 · 10 mos
State Registrations13 states
AZCAHIIDMIMTNVORTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Modesto, CA →All financial advisors in California →