Christopher Romero
Christopher Romero is a registered investment advisor at VALIC Financial Advisors, INC., based in Modesto, CA, with 19 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
Location
1150 9th Street, Suite 1212, Modesto, CA, 95354
Get directionsHistory
Regulatory History (1)
Judgment / Lien
November 2019Other Business ActivitiesSells Insurance
Christopher is an agent for AGIA, selling non-security insurance products since June 2023, dedicating a few hours per week. He also owns CC Trading Company, helping his children buy and sell sports trading cards, spending minimal time on this activity.
Employment History
Current Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Previous Registrations
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.