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George Lollis

Prospera Financial Services, INC.
40 Years of Experience
Frisco, TX
3 DisclosuresBroker
View SEC Summary
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George Lollis is a registered investment advisor at Prospera Financial Services, INC., based in Frisco, TX, with 40 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7110 Pecan Street, Frisco, TX, 75034

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Settled
Criminal
July 1977
Final Disposition
Customer Dispute
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George is a managing partner in Appreciable Resources, LLC, a family partnership involving real estate investments, and President/CEO of Opus Fortunatus Three, LLC, a data center, spending nearly full-time hours on the latter. He is also the founder of Lollis Financial Advisors LLC DBA Fiduciary 401(k), dedicating more than half his time to this investment-related business.

Employment History
Current Registrations
Prospera Financial Services, INC.
January 2004 - Present · 22 yrs 9 mos
Prospera Financial Services, INC.Broker
November 2003 - Present · 22 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
April 1999 - December 2003 · 4 yrs 8 mos
UBS Financial Services INC.Broker
April 1999 - December 2003 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - March 1999 · 8 yrs 3 mos
Ifp, IncorporatedBroker
January 1990 - October 1990 · 9 mos
Wprc Securities, INC.Broker
November 1984 - January 1988 · 3 yrs 2 mos
Mga Securities CorporationBroker
November 1983 - March 1984 · 4 mos
State Registrations15 states
AZCACOCTFLILLAMANYOKRISCSDTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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