George Lollis
George Lollis is a registered investment advisor at Prospera Financial Services, INC., based in Dallas, TX, with 39 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
5429 Lbj Freeway, Suite 750, Dallas, TX, 75240
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2003Criminal
July 1977Customer Dispute
Other Business Activities
George is a managing partner in Appreciable Resources, LLC, a family partnership involving real estate investments, and President/CEO of Opus Fortunatus Three, LLC, a data center, spending nearly full-time hours on the latter. He is also the founder of Lollis Financial Advisors LLC DBA Fiduciary 401(k), dedicating more than half his time to this investment-related business.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ifp, IncorporatedBroker
Wprc Securities, INC.Broker
Mga Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.