KM
KM
Kenneth Malloy is a registered investment advisor at Morgan Stanley, based in New York, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History (2)
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Customer Dispute
October 2005Award / Judgment
Customer Dispute
June 2001Settled
Other Business Activities
Kenneth is a limited partner in a family trust, 754 5th Ave Assoc L.P. He is also involved in real estate through 754 Fifth Avenue Partnership, Malloy Family Holdings LLC, and Edition Owners, LLC, dedicating minimal time to these activities.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 1986 - June 2009 · 23 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
April 1984 - March 1986 · 1 yr 11 mos
State Registrations16 states
CACOCTDCFLILLAMANCNHNJNYOHRITXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.