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Robert Shepard

Capital Management Associates INC
42 Years of Experience
Minneapolis, MN
BrokerSells Insurance
View SEC Summary
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Robert Shepard is a registered investment advisor at Capital Management Associates INC, based in Minneapolis, MN, with 42 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 932 clients with $1.9B in assets under management.

Capital Management Associates INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
932 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$1.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees generally range from 0.10% to 2.00% of assets under management, and/or a fixed fee ranging from $250 to $10,000. Fees are negotiable based on client complexity and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert works as an insurance agent, dedicating a few hours per week to researching and implementing insurance coverage. This activity is investment-related.

Employment History
Current Registrations
Capital Management Associates INC
January 2014 - Present · 12 yrs 9 mos
Capital Management Securities, INC.
June 1990 - Present · 36 yrs 4 mos
Capital Management Securities, INC.Broker
June 1990 - Present · 36 yrs 4 mos
Previous Registrations
Aegis Investments, INC.Broker
December 1989 - June 1990 · 6 mos
Creative Equity Resources, INC.Broker
June 1988 - December 1989 · 1 yr 6 mos
Southmark Financial Services, INC.Broker
January 1988 - June 1988 · 5 mos
American Express Financial Advisors INC.Broker
October 1983 - December 1987 · 4 yrs 2 mos
Ids Financial Services INC.Broker
October 1983 - December 1986 · 3 yrs 2 mos
State Registrations8 states
CACOMAMIMNNYPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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