Robert Shepard
Robert Shepard is a registered investment advisor at Capital Management Associates INC, based in Minneapolis, MN, with 42 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 932 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Management Associates offers investment management services where fees are based on a percentage of the assets they manage, ranging from 0.1% to 2% per year, or a fixed fee ranging from $250 to $10,000. They also offer a managed account program where the fee typically ranges from 0.1% to 1% of the account value, which is in addition to the third-party asset manager's fee.
Location
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert works as an insurance agent, dedicating a few hours per week to researching and implementing insurance coverage. This activity is investment-related.
Employment History
Current Registrations
Capital Management Associates INC
Capital Management Securities, INC.
Capital Management Securities, INC.Broker
Previous Registrations
Aegis Investments, INC.Broker
Creative Equity Resources, INC.Broker
Southmark Financial Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.