RS
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Robert Doran Shepard

42 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
932 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.6B

Fee Structure

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Location

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert works as an insurance agent, dedicating a few hours per week to researching and implementing insurance coverage. This activity is investment-related.

Employment History
Current Registrations
Capital Management Associates INC
January 2014 - Present · 12 yrs 1 mo
Capital Management Securities, INC.
June 1990 - Present · 35 yrs 8 mos
Capital Management Securities, INC.Broker
June 1990 - Present · 35 yrs 8 mos
Previous Registrations
Aegis Investments, INC.Broker
December 1989 - June 1990 · 6 mos
Creative Equity Resources, INC.Broker
June 1988 - December 1989 · 1 yr 6 mos
Southmark Financial Services, INC.Broker
January 1988 - June 1988 · 5 mos
American Express Financial Advisors INC.Broker
October 1983 - December 1987 · 4 yrs 2 mos
Ids Financial Services INC.Broker
October 1983 - December 1986 · 3 yrs 2 mos
State Registrations8 states
CACOMAMIMNNYPAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.