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CFP
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CFP

Mark Sutherland

LPL Financial LLC
42 Years of Experience
Southfield, MI
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Sutherland is a CFP-designated registered investment advisor at LPL Financial LLC, based in Southfield, MI, with 42 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

28411 Northwestern Hwy #1200, Southfield, MI, 48034

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2018
Final
Customer Dispute
November 2016
Denied
Customer Dispute
November 1997
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark operates under the DBA America Group Retirement Strategy Centers for his LPL business, dedicating full-time hours. He is also an agent for Comprehensive Planning, Inc. selling non-variable insurance, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
August 2017 - Present · 9 yrs 2 mos
LPL Financial LLC
August 2017 - Present · 9 yrs 2 mos
LPL Financial LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
August 2011 - August 2017 · 6 yrs
Ameriprise Financial Services, INC.Broker
August 2011 - August 2017 · 6 yrs
Raymond James & Associates, INC.
May 2010 - September 2011 · 1 yr 4 mos
Raymond James & Associates, INC.Broker
May 2008 - September 2011 · 3 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
September 2001 - June 2008 · 6 yrs 9 mos
Prudential Securities IncorporatedBroker
September 1996 - October 2001 · 5 yrs 1 mo
Painewebber IncorporatedBroker
August 1991 - September 1996 · 5 yrs 1 mo
Dean Witter Reynolds INC.Broker
March 1988 - August 1991 · 3 yrs 5 mos
Shearson Lehman Hutton INC.Broker
February 1988 - April 1988 · 2 mos
E. F. Hutton & Company INCBroker
October 1983 - February 1988 · 4 yrs 4 mos
State Registrations9 states
AZFLILINMIMNNCOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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