Timothy Tremblay
Timothy Tremblay is a registered investment advisor at Centaurus Financial, INC., based in Westlake Village, CA, with 42 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
32129 Lindero Canyon Road, Suite #107, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (14)
Customer Dispute
September 2025Customer Dispute
March 2025Customer Dispute
February 2025Regulatory
February 2025Customer Dispute
August 2024Customer Dispute
January 2024Customer Dispute
June 2023Customer Dispute
September 2022Customer Dispute
March 2015Customer Dispute
February 2013Customer Dispute
February 2013Customer Dispute
July 1994Customer Dispute
September 1992Customer Dispute
November 1989Other Business ActivitiesSells Insurance
Timothy provides referrals to a local Medicare insurance agency and is the owner of Tremblay Financial Services. He also serves on the advisory board for IGRE Capital Holdings, is a board member for COLAB, and is the chairman of the Santa Barbara Tax Advisory Center, dedicating minimal time to each of these roles.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Washington Square Securities, INC.
Washington Square Securities, INC.Broker
Cruttenden Roth IncorporatedBroker
Smith Barney INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.