RB
RB
Robert Brann
40 Years of Experience
Houston, TX
4 DisclosuresBroker
Robert Brann is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe Street, Ste 3900, Houston, TX, 77057
Get directionsHistory
Regulatory History (4)
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Customer Dispute
May 2008Settled
Customer Dispute
May 2008Settled
Customer Dispute
April 2008Settled
Customer Dispute
March 2008Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
March 2025 - Present · 1 yr 4 mos
Raymond James & Associates, INC.
March 2025 - Present · 1 yr 4 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
May 2008 - April 2025 · 16 yrs 11 mos
Robert W. Baird & CO. Incorporated
May 2008 - April 2025 · 16 yrs 11 mos
UBS Financial Services INC.
August 2001 - June 2008 · 6 yrs 10 mos
UBS Financial Services INC.Broker
August 2001 - June 2008 · 6 yrs 10 mos
Salomon Smith Barney INC.Broker
February 1995 - August 2001 · 6 yrs 6 mos
Rauscher Pierce Refsnes, INC.Broker
December 1985 - February 1995 · 9 yrs 2 mos
State Registrations18 states
ARCACOFLGAKSMNMONCNJNMNYOHOKPATNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.