RZ
RZ

Richard Zinman

42 Years of Experience
Purchase, NY
2 DisclosuresBroker

Richard Zinman is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, 1Nc, Purchase, NY, 10577

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Settled
Customer Dispute
April 1999
Settled
Other Business Activities

Richard is a limited partner in several hedge funds and partnerships, and an officer of Kresevich Capital Management LLC, dedicating about 10-20% of his time. He also owns Zinman Family LLC, serves on the advisory board for Duke University, and is a board member for Eton LLC and 52-53 Mead Street LLC.

Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 8 mos
Morgan StanleyBroker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
June 2015 - December 2015 · 6 mos
Credit Suisse Securities (USA) LLCBroker
May 2008 - December 2015 · 7 yrs 7 mos
Citigroup Global Markets INC.Broker
September 2001 - June 2008 · 6 yrs 9 mos
Banc of America Securities LLCBroker
October 1997 - September 2001 · 3 yrs 11 mos
Montgomery SecuritiesBroker
November 1996 - October 1997 · 11 mos
Cs First Boston CorporationBroker
December 1991 - November 1996 · 4 yrs 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1988 - December 1991 · 3 yrs 11 mos
Oppenheimer & CO., INC.Broker
April 1985 - February 1988 · 2 yrs 10 mos
Dean Witter Reynolds INC.Broker
November 1983 - March 1985 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.