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Bruce Treitman
42 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Bruce Treitman is a registered investment advisor at Raymond James & Associates, INC., based in Los Angeles, CA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
10250 Constellation Blvd., Suite 850, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2010Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
June 2001 - September 2016 · 15 yrs 3 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
September 1999 - January 2001 · 1 yr 4 mos
Lehman Brothers INC.Broker
November 1997 - September 1999 · 1 yr 10 mos
Smith Barney INC.Broker
July 1993 - November 1997 · 4 yrs 4 mos
Lehman Brothers INC.Broker
July 1989 - July 1993 · 4 yrs
Oppenheimer & CO., INC.Broker
March 1986 - July 1989 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1984 - March 1986 · 2 yrs 2 mos
State Registrations32 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.