PB
PB
Peter Barry
26 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Peter Barry is a registered investment advisor at Raymond James & Associates, INC., based in Los Angeles, CA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
10250 Constellation Blvd., Suite 850, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2024Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2018 - Present · 7 yrs 6 mos
Raymond James & Associates, INC.
April 2018 - Present · 8 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wells Fargo Securities, LLCBroker
December 2010 - June 2016 · 5 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
February 2008 - December 2010 · 2 yrs 10 mos
Banc of America Securities LLCBroker
December 2000 - July 2003 · 2 yrs 7 mos
Herzog, Heine, Geduld, INC.Broker
October 1992 - November 2000 · 8 yrs 1 mo
State Registrations23 states
AKALARAZCACOCTFLHIIDLAMOMSNCNJNVNYORPATXUTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.