DC
DC
Dylan Colby
34 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Dylan Colby is a registered investment advisor at Raymond James & Associates, INC., based in Los Angeles, CA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
10250 Constellation Blvd., Suite 850, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 1998Award / Judgment
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
May 2008 - September 2016 · 8 yrs 4 mos
Deutsche Bank Securities INC.Broker
May 2008 - September 2016 · 8 yrs 4 mos
RBC Capital Markets Corporation
May 2002 - May 2008 · 6 yrs
RBC Capital Markets CorporationBroker
March 2002 - May 2008 · 6 yrs 2 mos
Sutro & CO. IncorporatedBroker
June 1994 - March 2002 · 7 yrs 9 mos
Smith Barney INC.Broker
July 1993 - July 1994 · 1 yr
Lehman Brothers INC.Broker
February 1992 - July 1993 · 1 yr 5 mos
State Registrations24 states
AZCACOCTFLHIILKSMAMDMENCNJNMNVNYPARISCSDTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.