JW
JW
James Wennlund
18 Years of Experience
Los Angeles, CA
1 DisclosureBroker
James Wennlund is a registered investment advisor at Raymond James & Associates, INC., based in Los Angeles, CA, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Los Angeles, CA
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Regulatory History (1)
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Customer Dispute
June 2010Denied
Other Business Activities
James is a stand-up comedian, performing approximately 4-6 shows per month. He dedicates a few hours per week to this activity, none of which occur during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2020 - Present · 5 yrs 6 mos
Raymond James & Associates, INC.
August 2013 - Present · 12 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Edward Jones
April 2007 - September 2013 · 6 yrs 5 mos
Edward JonesBroker
March 2007 - September 2013 · 6 yrs 6 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.