Gary Spector
Gary Spector is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 42 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1285 Avenue of the Americas, 15 Thru 18th Floors, New York, NY, 10019
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2005Customer Dispute
February 2003Customer Dispute
October 1998Other Business Activities
Gary is a member of the board of directors for the Fairway Oaks Homeowners Association, attending board meetings. This activity is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Citigroup Global Markets INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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