Douglas Behl
Douglas Behl is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 42 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2267 Lava Ridge Ct Ste 120, Roseville, CA, 95661
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2016Regulatory
March 1993Employment Separation After Allegations
August 1992Other Business Activities
Douglas operates under the DBA Behl Financial since 2005. He also provides tax preparation, accounting, and bookkeeping services through Behl Financial, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Gore-Horvath, INC.Broker
Legend Capital CorporationBroker
Integrated Resources Equity CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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