Douglas Behl
Douglas Behl is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2267 Lava Ridge Ct Ste 120, Roseville, CA, 95661
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2016Regulatory
March 1993Employment Separation After Allegations
August 1992Other Business Activities
Douglas operates under the DBA Behl Financial since 2005. He also provides tax preparation, accounting, and bookkeeping services through Behl Financial, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Gore-Horvath, INC.Broker
Legend Capital CorporationBroker
Integrated Resources Equity CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.