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Clifford Gamble

LPL Financial LLC
31 Years of Experience
Roseville, CA
12 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Clifford Gamble is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 31 years of industry experience. Clifford is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 Harding Blvd., Ste. 110, Roseville, CA, 95678

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History

Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014
Settled
Customer Dispute
July 2009
Award / Judgment
Customer Dispute
July 2009
Settled
Customer Dispute
February 2009
Settled
Customer Dispute
February 2009
Settled
Customer Dispute
December 2008
Settled
Customer Dispute
December 2008
Settled
Customer Dispute
December 2008
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
October 2008
Settled
Customer Dispute
August 2008
Settled
Customer Dispute
July 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Clifford is involved with Life Rx Corporation for fixed insurance sales/consulting and Helmick Farms, Inc., a family farm. He also serves as a trustee for the Jen Gamble Celebration of Life Trust, managing assets for beneficiaries, which takes minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2025 - Present · 1 yr 4 mos
LPL Financial LLC
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Western International Securities
January 2015 - June 2025 · 10 yrs 5 mos
Gbs Advisors
February 2014 - December 2014 · 10 mos
Gbs Financial CORP.Broker
December 2013 - February 2014 · 2 mos
Gbs Advisors
December 2013 - December 2013 · 0 mos
Western International Securities, INC.Broker
November 2013 - June 2025 · 11 yrs 7 mos
Gbs Advisors
August 2010 - December 2013 · 3 yrs 4 mos
Gbs Financial CORP.Broker
July 2010 - December 2013 · 3 yrs 5 mos
Securities America, INC.Broker
December 2008 - July 2010 · 1 yr 7 mos
Securities America Advisors, INC.
December 2008 - July 2010 · 1 yr 7 mos
Eplanning Securities, INC.Broker
October 1999 - January 2009 · 9 yrs 3 mos
Eplanning Advisors INC
October 1999 - January 2009 · 9 yrs 3 mos
Vestax Securities CorporationBroker
June 1998 - June 1999 · 1 yr
Royal Alliance Associates, INC.Broker
October 1994 - June 1998 · 3 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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