Clifford Gamble
Clifford Gamble is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 Harding Blvd., Ste. 110, Roseville, CA, 95678
Get directionsHistory
Regulatory History (12)
Customer Dispute
October 2014Customer Dispute
July 2009Customer Dispute
July 2009Customer Dispute
February 2009Customer Dispute
February 2009Customer Dispute
December 2008Customer Dispute
December 2008Customer Dispute
December 2008Customer Dispute
November 2008Customer Dispute
October 2008Customer Dispute
August 2008Customer Dispute
July 2008Other Business ActivitiesSells Insurance
Clifford is involved with Life Rx Corporation for fixed insurance sales/consulting and Helmick Farms, Inc., a family farm. He also serves as a trustee for the Jen Gamble Celebration of Life Trust, managing assets for beneficiaries, which takes minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Gbs Advisors
Gbs Financial CORP.Broker
Gbs Advisors
Western International Securities, INC.Broker
Gbs Advisors
Gbs Financial CORP.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Eplanning Securities, INC.Broker
Eplanning Advisors INC
Vestax Securities CorporationBroker
Royal Alliance Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.