DG
DG

Dmitriy Gusev

9 Years of Experience
Roseville, CA
1 DisclosureBroker

Dmitriy Gusev is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 9 years of industry experience. Dmitriy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

721 Pleasant Grove Blvd Suite 100, Roseville, CA, 95678

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2024
Employment History
Current Registrations
LPL Financial LLCBroker
October 2025 - Present · 1 yr
LPL Financial LLC
October 2025 - Present · 1 yr
LPL Financial LLC
October 2025 - Present · 1 yr
Previous Registrations
Charles Schwab & CO., INC.Broker
June 2021 - April 2024 · 2 yrs 10 mos
Charles Schwab & CO., INC.
June 2021 - April 2024 · 2 yrs 10 mos
Citigroup Global Markets INC.
September 2020 - May 2021 · 8 mos
Citigroup Global Markets INC.Broker
May 2016 - May 2021 · 5 yrs
Wells Fargo Advisors, LLCBroker
March 2015 - April 2016 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors