DG
DG

Dmitriy Gusev

9 Years of Experience
Yuba City, CA
1 DisclosureBroker

Dmitriy Gusev is a registered investment advisor at LPL Financial LLC, based in Yuba City, CA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1600 Butte House Rd., Yuba City, CA, 95993

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2024
Employment History
Current Registrations
LPL Financial LLCBroker
October 2025 - Present · 11 mos
LPL Financial LLC
October 2025 - Present · 11 mos
LPL Financial LLC
October 2025 - Present · 11 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
June 2021 - April 2024 · 2 yrs 10 mos
Charles Schwab & CO., INC.
June 2021 - April 2024 · 2 yrs 10 mos
Citigroup Global Markets INC.
September 2020 - May 2021 · 8 mos
Citigroup Global Markets INC.Broker
May 2016 - May 2021 · 5 yrs
Wells Fargo Advisors, LLCBroker
March 2015 - April 2016 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dmitriy Gusev - Financial Advisor | TrueAdvisor