Frank Holloway
Frank Holloway is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 33 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Roseville, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 1999Other Business ActivitiesSells Insurance
Frank is associated with Frank L. Holloway Investment Services, Inc. for accounting purposes and Solano Wealth Management, Inc. He also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Solano Wealth Management
Solano Wealth Management, INC.
LPL Financial LLC
Edward JonesBroker
Waddell & Reed, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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