Frank Holloway
Frank Holloway is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Roseville, CA
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Regulatory History (1)
Customer Dispute
June 1999Other Business ActivitiesSells Insurance
Frank is associated with Frank L. Holloway Investment Services, Inc. for accounting purposes and Solano Wealth Management, Inc. He also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Solano Wealth Management
Solano Wealth Management, INC.
LPL Financial LLC
Edward JonesBroker
Waddell & Reed, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.