MF
ChFC
MF
ChFC
Michael Frager
41 Years of Experience
La Jolla, CA
11 DisclosuresBrokerSells Insurance
Michael Frager is a ChFC-designated registered investment advisor, based in La Jolla, CA, with 41 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9404 Genesee Avenue, Suite 340, La Jolla, CA, 92037
Get directionsHistory
Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024Settled
Customer Dispute
November 2022Closed-No Action
Customer Dispute
December 2001Settled
Customer Dispute
April 2001Settled
Customer Dispute
May 2000Settled
Customer Dispute
May 1996Settled
Customer Dispute
November 1994Settled
Customer Dispute
September 1994Settled
Employment Separation After Allegations
August 1994Customer Dispute
August 1994Settled
Customer Dispute
August 1994Settled
Other Business ActivitiesSells Insurance
Michael is an estate planning agent since 1982, spending about a quarter of his time on financial plans and insurance sales. He is also a tax preparer, a managing member of FSA Integrated LLC, a 50% owner in St. Amour-Frager Realty, and an investment advisor with Balboa Wealth Partners.
Employment History
Current Registrations
Willow Cove Investment Group, INC.Broker
April 2020 - Present · 6 yrs 6 mos
Willow Cove Investment Group, INC.
April 2020 - Present · 6 yrs 6 mos
Balboa Wealth Partners, INC.
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Integrity Brokerage Services, INC.
January 2017 - April 2020 · 3 yrs 3 mos
Integrity Brokerage Services, INC.Broker
January 2017 - April 2020 · 3 yrs 3 mos
Centaurus Financial, INC.
March 2010 - October 2016 · 6 yrs 7 mos
Centaurus Financial, INC.Broker
March 2010 - October 2016 · 6 yrs 7 mos
Independent Financial Group, LLC
December 2007 - March 2010 · 2 yrs 3 mos
Independent Financial Group, LLCBroker
December 2007 - March 2010 · 2 yrs 3 mos
Princor Financial Services CorporationBroker
October 2007 - December 2007 · 2 mos
Granite Securities, LLCBroker
March 2006 - October 2007 · 1 yr 7 mos
Seahorse Capital, INC.
July 2005 - December 2009 · 4 yrs 5 mos
Girard Securities, INC.
December 2004 - March 2005 · 3 mos
Girard Securities, INC.Broker
August 2003 - March 2005 · 1 yr 7 mos
First Wall Street CORP.Broker
January 2001 - August 2003 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
July 1999 - January 2001 · 1 yr 6 mos
Ba Investment Services, INC.Broker
December 1995 - July 1999 · 3 yrs 7 mos
Prudential Securities IncorporatedBroker
April 1992 - September 1994 · 2 yrs 5 mos
Lehman Brothers INC.Broker
January 1984 - April 1992 · 8 yrs 3 mos
State Registrations9 states
AZCAFLNCNVNYORTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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