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Frank Paul Schweitzer

41 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
393 clients
Average Client Portfolio
$313K average
Assets Under Management
$123.0M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

21671 Gateway Center Drive, Suite 111, Diamond Bar, CA, 91765

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank is a self-employed insurance broker selling disability, life, and major medical insurance products. He dedicates nearly full-time hours to this insurance business.

Employment History
Current Registrations
Syndicated Capital, INC.
March 2017 - Present · 8 yrs 11 mos
Syndicated Capital, INC.
May 2014 - Present · 11 yrs 9 mos
Syndicated Capital, INC.Broker
May 2014 - Present · 11 yrs 9 mos
Previous Registrations
First Wilshire Securities, INC.Broker
January 1984 - April 2014 · 30 yrs 3 mos
State Registrations2 states
CANV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.