RC
RC

Ronald Cross

41 Years of Experience
Cincinnati, OH
1 DisclosureBroker

Ronald Cross is a registered investment advisor at Wells Fargo Advisors, based in Cincinnati, OH, with 41 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8044 Montgomery Rd Ste 570, Towers of Kenwood, Cincinnati, OH, 45236

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
February 2005 - January 2008 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
February 2005 - January 2008 · 2 yrs 11 mos
Fifth Third Securities, INC.
November 2004 - March 2005 · 4 mos
Fifth Third Securities, INC.Broker
September 1998 - March 2005 · 6 yrs 6 mos
Fifth Third Securities, INC.Broker
October 1994 - October 1998 · 4 yrs
Banc One Securities CorporationBroker
May 1986 - September 1994 · 8 yrs 4 mos
Edward D. Jones & CO., L.P.Broker
November 1984 - May 1985 · 6 mos
First Investors CorporationBroker
February 1984 - August 1984 · 6 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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