AR
AR

Anthony Michael Romantino

26 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

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Location

Carnegie, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony works as a contract attorney for Cadence Counsel, performing document review. He also acts as an IAR and/or solicitor for client accounts through Hazard & Siegel Advisory Services LLC, dedicating minimal time to each activity.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
February 2021 - Present · 5 yrs
Hazard & Siegel, INC.
December 2020 - Present · 5 yrs 2 mos
Hazard & Siegel, INC.Broker
December 2020 - Present · 5 yrs 2 mos
Previous Registrations
PNC Capital Markets LLCBroker
April 2006 - December 2008 · 2 yrs 8 mos
PNC InvestmentsBroker
January 2004 - June 2004 · 5 mos
PNC Investments
January 2004 - June 2004 · 5 mos
Hilliard Lyons Asset Management
September 2002 - January 2004 · 1 yr 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
December 2001 - June 2002 · 6 mos
Princor Financial Services CorporationBroker
June 2001 - December 2001 · 6 mos
Metlife Securities INC.Broker
August 1999 - May 2001 · 1 yr 9 mos
Metropolitan Life Insurance CompanyBroker
August 1999 - May 2001 · 1 yr 9 mos
Allmerica Investments, INC.Broker
February 1992 - August 1999 · 7 yrs 6 mos
Walnut Street Securities, INC.Broker
November 1990 - February 1992 · 1 yr 3 mos
A. F. Investments, INC.Broker
August 1988 - January 1989 · 5 mos
Parker/hunter IncorporatedBroker
July 1984 - July 1988 · 4 yrs
Financial Estate PlanningBroker
February 1984 - July 1984 · 5 mos
State Registrations3 states
FLPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.