DK
DK
Daniel Klein is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024
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Regulatory History (1)
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Customer Dispute
February 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
June 2003 - June 2009 · 6 yrs
Citigroup Global Markets INC.Broker
June 2003 - June 2009 · 6 yrs
Fahnestock & CO. INC.Broker
January 2003 - June 2003 · 5 mos
Fahnestock Asset Management
January 2003 - June 2003 · 5 mos
Cibc World Markets CORP.
November 1997 - January 2003 · 5 yrs 2 mos
Cibc World Markets CORP.Broker
November 1989 - January 2003 · 13 yrs 2 mos
Sutro & CO. IncorporatedBroker
January 1987 - December 1989 · 2 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
April 1984 - February 1987 · 2 yrs 10 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.