TK
CFP
TK
CFP
Thomas Koveleskie is a CFP-designated registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2019 - Present · 6 yrs 8 mos
Morgan StanleyBroker
April 2019 - Present · 7 yrs 1 mo
Morgan Stanley
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
July 2010 - May 2019 · 8 yrs 10 mos
UBS Financial Services INC.Broker
June 2007 - May 2019 · 11 yrs 11 mos
Barclays Capital INC.Broker
January 2006 - April 2007 · 1 yr 3 mos
Bbva Securities INC.Broker
August 2000 - January 2006 · 5 yrs 5 mos
Deutsche Bank Securities INC.Broker
May 2000 - July 2000 · 2 mos
State Registrations17 states
CACOCTFLGAINMAMDMENHNJNVNYOHPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.