Steven Kern is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven manages a rental property in Hoboken, NJ, and another in Los Angeles, CA, dedicating minimal time to each. He also rents cars through Turo and owns a wine collection, the latter not being investment-related.
Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Quick & Reilly, INC.Broker
Quick & Reilly, INC.
Fisher Investments,inc.
Dunwoody Brokerage Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.