Neil Napoleon
Neil Napoleon is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 39 years of industry experience. Neil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
444 South Flower Street,34th Floor, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2002Customer Dispute
May 2002Customer Dispute
December 2000Customer Dispute
June 1999Customer Dispute
December 1997Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Wealth Resource Capital CorporationBroker
Coast Financial AdvisorsBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Paul ThompsonMorgan Stanley
- Thomas Koveleskie, CFPMorgan Stanley
- Drew ZagerMorgan Stanley
- Michelle YangMorgan Stanley
- Steven KernMorgan Stanley
- Scott MahoneyMorgan Stanley