RG
CFP
RG
CFP

R Grzesiak

41 Years of Experience
Chattanooga, TN
Broker

R Grzesiak is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
August 2019 - Present · 6 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2009 - August 2019 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - August 2019 · 10 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2001 - January 2009 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - January 2009 · 8 yrs
Dean Witter Reynolds INC.Broker
September 1989 - January 2001 · 11 yrs 4 mos
Isfa CorporationBroker
May 1988 - February 1989 · 9 mos
Isfa CorporationBroker
December 1987 - February 1989 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1987 - October 1987 · 9 mos
Moseley Securities CorporationBroker
May 1986 - February 1987 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - May 1986 · 2 yrs 2 mos
State Registrations14 states
ALAZCACOCTFLGAMAMEMINCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.