DA
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David Anthony
41 Years of Experience
Birmingham, AL
1 DisclosureBroker
David Anthony is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2900 Highway 280, Suite 100, Birmingham, AL, 35223
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
May 2007Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
July 2007 - February 2013 · 5 yrs 7 mos
Morgan Keegan & Company, INC.Broker
June 2007 - February 2013 · 5 yrs 8 mos
A. G. Edwards & Sons, INC.
May 1998 - June 2007 · 9 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
October 1990 - June 2007 · 16 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - October 1990 · 2 yrs
Howard, Weil, Labouisse, Friedrichs INC.Broker
April 1984 - October 1988 · 4 yrs 6 mos
State Registrations33 states
ALARAZCACOCTDCDEFLGAIDILINKYLAMIMNMOMSNCNMNYOHPASCTNTXVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.