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Scott Burns

Raymond James & Associates, INC.
37 Years of Experience
Beverly Hills, CA
3 DisclosuresBroker
View SEC Summary
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Scott Burns is a registered investment advisor at Raymond James & Associates, INC., based in Beverly Hills, CA, with 37 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9595 Wilshire Blvd., SUITE 801 and 200, Beverly Hills, CA, 90212

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Settled
Customer Dispute
March 2013
Settled
Employment Separation After Allegations
March 2007
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Raymond James & Associates, INC.
November 2023 - Present · 2 yrs 11 mos
Raymond James & Associates, INC.
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
May 2019 - December 2023 · 4 yrs 7 mos
RBC Capital Markets, LLCBroker
May 2019 - December 2023 · 4 yrs 7 mos
Wells Fargo Clearing Services, LLC
February 2010 - May 2019 · 9 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2010 - May 2019 · 9 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2010 · 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2010 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
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April 2007 - June 2009 · 2 yrs 2 mos
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June 2006 - March 2007 · 9 mos
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Morgan Stanley
May 2001 - June 2006 · 5 yrs 1 mo
Morgan Stanley Dw INC.Broker
April 2001 - June 2006 · 5 yrs 2 mos
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Caribou Pacific Securities CorporationBroker
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State Registrations10 states
AZCACODCIDMINCNVNYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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