Theodore Thiro
Theodore Thiro is a registered investment advisor at LPL Financial LLC, based in Staten Island, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2875 Veterans Rd West, Staten Island, NY, 10309
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2002Customer Dispute
April 2001Customer Dispute
April 1989Other Business Activities
Theodore operates his LPL business under the DBA Flagstar Wealth Services. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Dabbah Securities CORP.Broker
Smith Asset Management, INC.Broker
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Sg Cowen Securities CorporationBroker
Cowen & CO.Broker
Kidder, Peabody & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.