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Theodore Thiro

LPL Financial LLC
42 Years of Experience
Staten Island, NY
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Theodore Thiro is a registered investment advisor at LPL Financial LLC, based in Staten Island, NY, with 42 years of industry experience. Theodore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

645-100 Rossville Avenue, Staten Island, NY, 10309

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Closed-No Action
Customer Dispute
April 2001
Settled
Customer Dispute
April 1989
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Theodore operates his LPL business under the DBA Flagstar Wealth Services. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Dabbah Securities CORP.Broker
December 2012 - March 2013 · 3 mos
Smith Asset Management, INC.Broker
August 2003 - December 2012 · 9 yrs 4 mos
Wachovia Securities, LLCBroker
July 2003 - August 2003 · 1 mo
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
Sg Cowen Securities CorporationBroker
July 1998 - September 2000 · 2 yrs 2 mos
Cowen & CO.Broker
July 1990 - July 1998 · 8 yrs
Kidder, Peabody & CO. IncorporatedBroker
August 1985 - October 1990 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1984 - August 1985 · 1 yr 4 mos
State Registrations12 states
CACTDEFLGANCNJNVNYPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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