BK
BK

Bradley Krieg

35 Years of Experience
Staten Island, NY
2 DisclosuresBroker

Bradley Krieg is a registered investment advisor at LPL Financial LLC, based in Staten Island, NY, with 35 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

72 Sharrott Avenue, Staten Island, NY, 10309

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Denied
Customer Dispute
October 2002
Denied
Other Business Activities

Bradley operates under the DBA MK Financial Group, LLC since 2009.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2009 - Present · 17 yrs 4 mos
LPL Financial LLC
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
May 1994 - May 2007 · 13 yrs
Pruco Securities CorporationBroker
April 1991 - June 1994 · 3 yrs 2 mos
The Prudential Insurance Company of AmericaBroker
April 1991 - December 1993 · 2 yrs 8 mos
State Registrations10 states
ALAZDEFLGAINNJNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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