DM
DM

Deborah Mcmaster

39 Years of Experience
Newport Beach, CA
2 DisclosuresBroker

Deborah Mcmaster is a registered investment advisor at Wells Fargo Advisors, based in Newport Beach, CA, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

23 Corporate Plaza Dr Ste 150 Office 10, Newport Beach, CA, 92660

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
Customer Dispute
May 2006
Denied
Other Business Activities

Deborah has 100% ownership of Established Wealth Management LLC, a financial services company in Newport Beach, CA. This activity is investment-related and takes up a full-time commitment of her time.

Employment History
Current Registrations
Wells Fargo Advisors
January 2024 - Present · 2 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2011 - January 2024 · 12 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
October 2010 - January 2024 · 13 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 1998 - April 2007 · 8 yrs 6 mos
Morgan Stanley Dw INC.Broker
August 1998 - April 2007 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - August 1998 · 11 yrs 3 mos
Morgan, Olmstead, Kennedy & Gardner, IncorporatedBroker
April 1986 - June 1986 · 2 mos
State Registrations14 states
AZCACOFLIDILKYMDMONYORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.